Securities and Exchange Commission

Results: 36084



#Item
521Economy / United States securities law / Finance / Money / Employee Retirement Income Security Act / Fiduciary / North American Securities Administrators Association / U.S. Securities and Exchange Commission / Financial adviser / Financial Industry Regulatory Authority / DoddFrank Wall Street Reform and Consumer Protection Act / Employee Benefits Security Administration

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

Add to Reading List

Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2015-07-28 15:48:39
522Finance / Economy / Money / U.S. Securities and Exchange Commission / United States securities law / 73rd United States Congress / Securities Act / Broker-dealer / Regulation D / Securities regulation in the United States

STATE OF CALIFORNIA –DEPARTMENT OF BUSINESS OVERSIGHT STATEMENT OF INFORMATION FOR FINDER PURSUANT TO SECTIONof the California Corporations Code DBO)

Add to Reading List

Source URL: www.dbo.ca.gov

Language: English - Date: 2015-12-31 12:19:18
523

IDEXX LABORATORIES, INCAnnual Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Add to Reading List

Source URL: www.idexx.com

Language: English - Date: 2016-06-19 00:04:54
    524

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 20-F (Mark One)

    Add to Reading List

    Source URL: www.alibabagroup.com

    Language: English - Date: 2015-09-09 03:27:10
      525Florida / Florida law / Constitution of Florida / Government of Florida / U.S. Securities and Exchange Commission

      Microsoft Word - StatementOfOrgAndOper_ADOPTED_09docx

      Add to Reading List

      Source URL: www.ethics.state.fl.us

      Language: English - Date: 2015-09-14 09:52:19
      526

      UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CSCHEDULE 14A (RULE 14a-101)

      Add to Reading List

      Source URL: www.unipixel.com

      Language: English - Date: 2016-05-27 10:55:01
        527

        Dated: July 1, 2014 In connection with the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Securities and Exchange Commission has adopted certain rules governing the definition, registration, and regulatio

        Add to Reading List

        Source URL: acta.org

        Language: English - Date: 2014-07-22 14:34:58
          528United States securities law / Self-regulatory organizations / Investment / Securities Investor Protection Corporation / Securities Investor Protection Act / U.S. Securities and Exchange Commission / Net capital rule

          Rules Relating to Supplemental Report on SIPC Membership 17 C.F.R. § Adopted MarchSECURITIES INVESTOR

          Add to Reading List

          Source URL: www.sipc.org

          Language: English - Date: 2016-06-03 14:53:38
          529

          UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K [X]

          Add to Reading List

          Source URL: www.garmin.ae

          Language: English - Date: 2015-09-01 06:22:24
            530

            UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-K žANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

            Add to Reading List

            Source URL: www.fgb.net

            Language: English - Date: 2015-03-18 13:04:05
              UPDATE